Ongoing regulatory counsel
We act as an external regulatory function — with the context of your business already in hand.
What it covers
- Day-to-day advice within agreed response times - Written legal opinions for internal decisions, the board, auditors or the regulator - Drafting responses to regulatory queries and requests for guidance - Monitoring of draft and adopted rules relevant to your institution, with an impact assessment - Updating internal policies after changes in the rules or in the business model - Inspection preparation and support - Coordination with local counsel in other jurisdictions through a single point of contact
Formats
- Fixed monthly hours - Retainer with priority access - Hourly work under a framework agreement
Who it suits
- Financial institutions without an in-house legal department - Firms with a generalist lawyer who needs specialist regulatory support - Groups where the financial institution is one business among several - Foreign groups with a regulated entity in Ukraine